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Acin adds Kate Joicey-Cecil, Chief Client Officer, to the management team to further develop long-term, trusted client partnerships.
Traditionally, surveillance within financial services firms involves the monitoring of the actions of employees or the interactions of employees with clients for compliance purposes. Today, many areas within a firm are subject to surveillance, including sales and trading, retail banking, private banking, and analysts. Emails, voice communications, and social media should all be monitored to comply with regulatory obligations.