
Event
March 9, 2023
Join us at the New Generation Operational Risk Europe Summit
The compliance obligations that accumulate to a financial services firm when a regulation is delayed or suspended temporarily. For example, many jurisdictions applied more lenient trade surveillance requirements and enforcements during the first lockdown of the Covid19 pandemic in 2020. However, once regulators announced that enforcement was returning to normal, many firms found that their efforts had fallen behind as circumstances had evolved, and expectations around remote trade surveillance had increased.